Advisory Compliance Reporting Research
WELCOME
Advisory Compliance Reporting Research
WELCOME
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ACCESSING OUR SITE
Rules of Navigation
Laws and Regulatory Venue
Reproduction of Material
Holland Financial Inc. and any affiliates of ("Holland Financial Incorporated") requires that all the visitors of our web pages and/or site(s) on the World Wide Web (the "Site") adhere to the applicable Rules and Requirements of our Site. By accessing (the "Site") you indicate your acknowledgment and acceptance of our Rules . These procedures are part of our Terms and Conditions, which can be reviewed within the Legal area of our Site. By navigating within the framework of our Site all users acknowledge that (the" Site") is intended for clients only in the U.S.
Reproduction of Material
Laws and Regulatory Venue
Reproduction of Material
None of the content contained within our Site or web pages under our control may be copied or reproduced without consent. Downloadable material will be clearly indicated. All users of our Site should be aware that any linked sites may contain rules and regulations, privacy provisions, confidentiality provisions, transmission of personal data provisions, and other provisions that differ from the provisions provided on our Site. Holland Financial Inc. is not responsible for such provisions, and expressly disclaims any and all liability related to such provisions.
Laws and Regulatory Venue
Laws and Regulatory Venue
Jurisdictional Governing Law
All users and visitors of our Site are subject to all applicable federal, state and local laws as well as the regulations governing those laws.
Jurisdictional Governing Law
COVID UPDATE: TO OUR CLIENTS AND VISTORS
Jurisdictional Governing Law
All users and visitors of our Site agree to adhere to the laws of the State of Wisconsin, USA and applicable federal law .
COVID UPDATE: TO OUR CLIENTS AND VISTORS
COVID UPDATE: TO OUR CLIENTS AND VISTORS
COVID UPDATE: TO OUR CLIENTS AND VISTORS
It is our hope that your families and loved ones are healthy and well during this unprecedented health crisis. Our firm is committed to conducting its business in a manner consistent and in accordance with the guidance of the CDC. To that end, it is necessary that appropriate steps are taken in order that our firm conducts business in a manner that will insure safe and healthy business interactions. During this time we will rely on technology to facilitate our business. Our firm will continue to monitor this global crisis, following the guidelines of the CDC, local and federal authorities.
AUTHORIZATION REQUIRED FOR CERTAIN AREAS OF THIS SITE:
The Website of Holland Financial Incorporated sincerely appreciates your interest. Feel free to navigate through our Site. For regulatory and security purposes, certain areas of this site are restricted or may be permission based only. Access to this site whether authorized or unauthorized is subject to monitoring and tracking. This is to ensure proper functioning of our applicable security features , as well as to verify our business protocols. PLEASE REVIEW OUR PRIVACY POLICY , which governs these procedures.
Unauthorized use of this Website including any of the content and material contained herein is strictly prohibited, and may subject such user to liabilities under applicable law. All privileges and rights to this website remain with Holland Financial Inc. and its Licensors.
CONFIDENTIAL COMMUNICATION:
Electronic communication received or sent by Holland Financial Inc. may contain confidential and privileged material, and is solely for the use of the intended recipient. Use or distribution by an unintended recipient is prohibited, and may be a violation of law. Our firm strives to protect sensitive data. Additional details concerning these procedures are available by accessing our security practices.
Who We Are
Organizational Purpose
We strive to provide and implement effective solutions for our clients. Our clients are public companies, private business enterprise, accredited investors, institutional shareholders and pension plan sponsors. Expediting these solutions are accomplished through executing a concerted effort of meeting the objectives of clients and rendering unsurpassed service that, together bring exceptional value to all clients in which we seek to professionally serve .
Experience
Longevity within any industry can speak for itself. This practical knowledge acquired can attribute to properly addressing the needs of those served. We pride ourselves in utilizing our capabilities, competence, proficiency and skills. Our industry expertise in excess of 40 years, combined with our strategic alliances, that include accounting and legal practitioners, provide the necessary capabilities required to professionally implement the client engagements we endeavor to undertake.
Culture
Integrity is the foundation of good business practices. It also speaks to character, honesty and trust. More importantly it is something that should not be taken for granted and in some instances must be guarded. An important goal of our firm is to educate our clients and provide value. Utilizing this approach and process attributes to developing long-term relationships. Our firm focuses on transparency and disclosure with respect to our work done on behalf of any client.
Disclosures
Important polices and disclosures of our firm are provided below for review. We are an ERISA Retirement Plan Service Provider. In accordance with requirements as mandated by the Department of Labor regulation under Section 408(b)(2) of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), which is commonly known as the service provider fee disclosure rules, (referred to as the “408(b)(2) Regulation.”) Holland Financial Inc. makes this disclosure document available as an overview for Plan Sponsors and/or Plan Fiduciaries of Retirement Plans. The 408(b)(2) regulation requires certain categories of service providers to ERISA employee pension benefit plans to make disclosures about the direct and indirect compensation they receive for their services. This regulation sets fee disclosure standards for plan service providers, resulting in a more transparent platform and helps to facilitate clear communication for the assessment of fees across the service provider community. Plan Sponsors and/or Plan Fiduciaries must have sufficient information to make informed decisions about services provided to the plans they serve. To that end, Holland Financial Inc., a covered service provider, is making available specified information contained within the 408(b)(2) regulation to a responsible Plan Sponsor and/or Plan Fiduciary with authority to cause the covered plan to enter into, extend or renew, the contract or arrangement . This disclosure document, intended for Plan Sponsors is available for download at the bottom of this page. Plan Sponsors seeking our services should access our PENSION PLAN ADMINISTRATION area of our site. Plan Sponsors may complete the online submission form.
Holland Financial Inc. has measures in place to safeguard client information. This website is limited to the dissemination of general information pertaining to our firm and is not intended to create the existence of any client relationship. This website may contain concepts that have accounting, insurance, investment, legal or tax implications. Under no circumstances is any of the material or content contained herein intended to provide specific personalized professional advice of any nature. The scope of our firm's practice areas may include, but are not limited to administration, consultancy, compliance and research for business enterprise, corporate issuers, and tax qualified retirement plan sponsors. The activities within these areas are governed in accordance with the laws of the United States, and may be subjected to ERISA law, the anti-fraud provisions of federal securities law, as well as the laws of other jurisdictions where the firm may seek to conduct business. Reproduction of the content or material from this website for any reason without written permission is prohibited. The content and material contained within these web pages are protected by copyright laws, as well as intellectual property rights and may not be reproduced, republished, distributed, transmitted, displayed, broadcast or otherwise exploited in any manner without the express prior written permission of Holland Financial Inc. Some material may be downloaded (one copy per page) for personal and non-commercial use only, without altering or removing any trademark, copyright or other notice from such material. Holland Financial Inc. will not be liable for an interruption, inaccuracy, error or omission, regardless of cause, sustained by a web visitor or other party as a result of using this website in its entirety or any part thereof.
|Anti- Money Laundering Procedures| |Business Continuity Statement| |Code of Ethics|
Covered Service Provider Disclosure Requirements Under ERISA Section 408 Amended 2018 (pdf)
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The information and content within the website of Holland Financial Incorporated is not to be construed as accounting, consulting, legal, tax, or any other professional advice. In all cases, you should consult with professional advisors familiar with your particular factual circumstances for advice concerning specific matters prior to making any decisions.
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