PROFESSIONAL PROFILES
F. Gregory Holland is the Founding Shareholder of Holland Financial Incorporated. Mr. Holland is a published author and has been active in the financial industry for 40 years. He monitors the operations of the firm and is responsible for client contact, compliance and regulatory oversight.
ACTIVITIES AND MEMBERSHIPS
Mr. Holland is a Scholar Member of the Financial Services, Legal, Economic and Regulatory Affairs area of the Gerson Lehrman Group Councils, a global network of industry professionals that facilitate educational exchanges between institutional investment firms, legal practitioners and research analysts in selected industries. Gerson Lehrman Group (GLG) manages the world's leading network of experts.
Their services and Web-based software help the world's leading financial services firms, legal professional service firms, corporations, and nonprofits find, engage, and manage experts. GLG carefully recruits experts and assembles them into global networks-GLG Councils. Clients may engage Mr. Holland for a research project. Consultation arrangements are made by contacting Gerson Lehrman Group. Mr Holland is a prior member of the CFA Institute (Chartered Financial Analysts) and CFA Society of Milwaukee.
BUSINESS EXPERIENCE
Prior to the intitial inception of the firm in 2004, Mr. Holland worked in the financial sector for several public NYSE firms in the areas of corporate finance and marketing. He also spent a number of years within the banking industry on the retail side, as well as private banking. Additionally, he spent several years working in consumer finance and accounts receivable management. Mr. Holland first began working in the financial industry with the state of Wisconsin as an accounting examiner.
CLIENT WORK
The practice areas covered by the firm include a variety of specialized disciplines. Mr. Holland has expertise in advising plan sponsors with the administration and compliance requirements pertaining to the implementation and management of tax qualified retirement programs. He has significant experience with assisting closely held business clients with risk management strategies, including succession planning and valuation.
Mr. Holland regularly consults with a variety of corporate clients, both public and private entities on matters relating to corporate governance and research. In addition to these areas, he also consults with clients on planning issues pertaining to endowments, estates, foundations and trusts. The firm also provides asset management services solely to accredited investors, a "qualified purchaser" under section 2(a)(51) of The Investment Company Act, as well as private 3(c) (1) and 3(c) (7) funds. Private funds are pooled investment vehicles that are excluded from the definition of investment company under the Investment Company Act of 1940 by section 3(c)(1) or 3(c)(7) of that Act. The term private fund generally includes funds commonly known as hedge funds and private equity funds.
EDUCATION
Institute of Financial Education Chicago, IL
University of Wisconsin Madison, WI
PROFESSIONAL LICENSURE AND QUALIFICATIONS
Insurance Intermediary
Uniform Securities Agent (Prior Registrant)
Uniform Investment Adviser Law (Exempt Reporting Adviser )
ERISA Service Provider
SEC Registered Filing Agent
U.S. Federal Tax Return Preparer Professional
