(EDGAR®), The Electronic Data Gathering, Analysis, and Retrieval system of the U.S. Securities and Exchange Commission (SEC) provides an electronic filing process for filers and filing agents submitting documents under the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, and the Investment Company Act of 1940 (collectively, "Acts") A corporate issuer, who has determined that a requirement to file electronically on EDGAR® exists, must follow a specified process to ensure that filings are compliant.
Transmission of accurate documents is crucial because once filed; documents are distributed publicly and cannot be retracted. Completing the required regulatory document filings through the EDGAR® system can be a complex and labor intensive process, as the file formats required by the SEC are not supported by many office software programs.
Holland Financial Inc. strives to help clients with meeting compliance requirements associated with regulatory filings, by easing the administrative and technology challenges associated with the SEC EDGAR® filing process. As a provider of regulatory compliance disclosure services:
The instructions that follow will initiate the process:
1.) Complete our online submission document by accessing the button link on this page.
*Document Processing Instructions
Include the following information to ensure accurate expediting of your request:
• Subject – Company name and SEC form type
• Format – HTML or ASCII
• Turn-around Time – To receive review copy
• Contact Information – Telephone and e-mail
• Filing Codes – CIK and CCC
• Filing Date – Date to file with SEC
This submission button link on this page will direct to a secure document to initiate the process for filing on the EDGAR system with the SEC. All information entered can be reviewed before submitting to us.
Confirmation:
We will send a confirmation e-mail when we receive your submission document.
2.) Our firm will require approval of our Service Agreement. Upon acceptance, we will process the request.
Review of Documents
Once your documents have been processed, we will return them within the time frame requested for a final review. Please e-mail the required instructions for any necessary revisions. If the processed documents are in good order, an e-mail indicating authorization approval to submit the finalized compliant documents to the SEC will be required prior to any filing fulfillment.
Acceptance Submission
Upon receiving authorization, your documents will be LIVE filed with the SEC. We will send a confirmation e-mail when your documents have been LIVE filed. An Acceptance Submission will come directly from the SEC.
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